SEC Form 4 · accession 0001127602-18-003105
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Thomas
Officer — SR VP of Corporate Development
Period of report
Jan 30, 2018
Accepted (ET)
Jan 31, 2018 · 10:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 7,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $11.25 | Jan 30, 2018 | D | 3,650 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 3,650 | 100 | D |
| Incentive Stock Option (Right to Buy) | $11.25 | Jan 30, 2018 | D | 100 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 100 | 0 | D |
| Incentive Stock Option (Right to Buy) | $13.32 | Jan 30, 2018 | D | 3,750 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 3,750 | 3,750 | D |