SEC Form 4 · accession 0001127602-17-021470
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Kelly
Officer — SR Corp VP Human Resources
Period of report
Jun 14, 2017
Accepted (ET)
Jun 15, 2017 · 10:27 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 14, 2017 | D | 2,213 | $16.2058 | D | 6,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $11.25 | Jun 14, 2017 | D | 3,750 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 3,750 | 0 | D |
| Incentive Stock Option (Right to Buy) | $13.32 | Jun 14, 2017 | D | 3,750 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 3,750 | 3,750 | D |
| Incentive Stock Option (Right to Buy) | $14.55 | Jun 14, 2017 | D | 540 | D | Apr 16, 2016 | Apr 16, 2025 | Common Stock | 540 | 8,439 | D |
| Non-qualified Stock Option (Right to Buy) | $14.55 | Jun 14, 2017 | D | 4,460 | D | Apr 16, 2015 | Apr 16, 2025 | Common Stock | 4,460 | 1,561 | D |