SEC Form 4 · accession 0001127602-17-017381
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt P Cummings
Officer — Exec VP, CFO & Treasurer
Period of report
May 9, 2017
Accepted (ET)
May 9, 2017 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $13.15 | May 9, 2017 | D | 5,900 | D | May 15, 2009 | May 15, 2018 | Common Stock | 5,900 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $13.15 | May 9, 2017 | D | 9,100 | D | May 15, 2009 | May 15, 2018 | Common Stock | 9,100 | 0 | D |