SEC Form 4 · accession 0001127602-17-016004
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Kelly
Officer — SR Corp VP Human Resources
Period of report
Apr 29, 2017
Accepted (ET)
May 1, 2017 · 3:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 29, 2017 | A | 3,667 | $16.91 | A | 6,028 | D | |
| Common Stock | Apr 29, 2017 | F | 1,454 | $16.91 | D | 4,574 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Service RSU AwardF2 | — | Apr 29, 2017 | D | 1,667 | D | — | — | Common Stock | 1,667 | 3,333 | D |
Explanation of responses
- F1Includes the service-based and performance-based units vested on 04/29/2017.
- F2The restricted stock units vest annually over a three-year period. The restricted stock units each convert into common stock on a one for one basis.