SEC Form 4 · accession 0001127602-17-009960
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Lawing
Officer — SR VP Chief Technology Officer
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 11:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $9.60 | Mar 1, 2017 | D | 5,719 | D | May 15, 2010 | May 15, 2019 | Common Stock | 5,719 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $9.60 | Mar 1, 2017 | D | 7,281 | D | May 15, 2010 | May 15, 2019 | Common Stock | 7,281 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $10.90 | Mar 1, 2017 | D | 16,852 | D | May 17, 2013 | May 17, 2022 | Common Stock | 16,852 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $11.25 | Mar 1, 2017 | D | 23,175 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 23,175 | 0 | D |