SEC Form 4 · accession 0001127602-17-003075
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Venuto
Officer — SR Corp VP of Sales
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $11.25 | Jan 27, 2017 | D | 2,833 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 2,833 | 6,250 | D |
| Incentive Stock Option (Right to Buy) | $10.90 | Jan 27, 2017 | D | 7,064 | D | May 17, 2013 | May 17, 2022 | Common Stock | 7,064 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $11.25 | Jan 27, 2017 | D | 7,559 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 7,559 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $10.90 | Jan 27, 2017 | D | 5,436 | D | May 17, 2013 | May 17, 2022 | Common Stock | 5,436 | 0 | D |