SEC Form 4 · accession 0001127602-17-002547
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter Venuto
Officer — SR Corp VP of Sales
Period of report
Jan 26, 2017
Accepted (ET)
Jan 27, 2017 · 12:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) | $14.55 | Jan 26, 2017 | D | 5,000 | D | Apr 16, 2015 | Apr 16, 2025 | Common Stock | 5,000 | 7,705 | D |
| Non-Qualified Stock Option (Right to Buy) | $11.25 | Jan 26, 2017 | D | 2,108 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 2,108 | 7,559 | D |
| Non-Qualified Stock Option (Right to Buy) | $13.32 | Jan 26, 2017 | D | 10,000 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 10,000 | 2,772 | D |
| Incentive Stock Option (Right to Buy) | $14.58 | Jan 26, 2017 | D | 4,892 | D | Jun 24, 2012 | Jun 24, 2021 | Common Stock | 4,892 | 0 | D |