SEC Form 4 · accession 0001127602-17-002545
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Willing King
Officer — Sr Corp VP, Tantalum Products
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 11:47 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $13.70 | Jan 25, 2017 | D | 10,000 | D | Jun 14, 2011 | Jun 14, 2020 | Common Stock | 10,000 | 1,009 | D |
| Non-Qualified Stock Option (Right to Buy) | $13.15 | Jan 25, 2017 | D | 1,245 | D | May 15, 2009 | May 15, 2018 | Common Stock | 1,245 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $11.25 | Jan 25, 2017 | D | 10,000 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 10,000 | 4,706 | D |
| Incentive Stock Option (Right to Buy) | $13.15 | Jan 25, 2017 | D | 6,255 | D | May 15, 2009 | May 15, 2018 | Common Stock | 6,255 | 0 | D |
| Non-Qualified Stock Option (Right to Buy) | $13.32 | Jan 25, 2017 | D | 4,900 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 4,900 | 4,022 | D |