SEC Form 4 · accession 0001127602-16-069943
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald B Christiansen
Director
Period of report
Dec 12, 2016
Accepted (ET)
Dec 13, 2016 · 5:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to Buy) | $13.40 | Dec 12, 2016 | D | 10,000 | D | Aug 1, 2015 | Aug 1, 2024 | Common Stock | 10,000 | 5,000 | D |
| Non-Qualified Stock Option (Right to Buy) | $13.79 | Dec 12, 2016 | D | 15,000 | D | Aug 1, 2012 | Aug 1, 2021 | Common Stock | 15,000 | 0 | D |