Form4insider filings, from the source

SEC Form 4 · accession 0001127602-16-069797

AVX Corp · AVX

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Keith Thomas
Officer — SR VP of Corporate Development
Period of report
Dec 9, 2016
Accepted (ET)
Dec 13, 2016 · 9:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163

Table I — non-derivative securities

No Table I lines on this filing.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Incentive Stock Option (Right to Buy)$13.70Dec 9, 2016D8,572DJun 14, 2011Jun 14, 2020Common Stock8,5720D
Incentive Stock Option (Right to Buy)$14.58Dec 9, 2016D7,950DJun 24, 2012Jun 24, 2021Common Stock7,9500D
Non-Qualified Stock Option (Right to Buy)$13.32Dec 9, 2016D6,024DApr 24, 2015Apr 24, 2024Common Stock6,0240D
Non-qualified Stock Option (Right to Buy)$13.70Dec 9, 2016D6,428DJun 14, 2011Jun 14, 2020Common Stock6,4280D
Non-Qualified Stock Option (Right to Buy)$14.58Dec 9, 2016D7,050DJun 24, 2012Jun 24, 2021Common Stock7,0500D
Incentive Stock Option (Right to Buy)$10.90Dec 9, 2016D7,000DMay 17, 2013May 17, 2022Common Stock7,0000D
Incentive Stock Option (Right to Buy)$11.25Dec 9, 2016D4,387DApr 26, 2014Apr 26, 2023Common Stock4,3873,750D
Non-qualified Stock Option (Right to Buy)$14.55Dec 9, 2016D5,000DApr 16, 2015Apr 16, 2025Common Stock5,0006,021D
Incentive Stock Option (Right to Buy)$13.32Dec 9, 2016D1,476DApr 24, 2015Apr 24, 2024Common Stock1,4767,500D
Non-Qualified Stock Option (Right to Buy)$11.25Dec 9, 2016D3,113DApr 26, 2014Apr 26, 2023Common Stock3,1130D