SEC Form 4 · accession 0001127602-16-068608
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen M Kelly
Officer — SR Corp VP Human Resources
Period of report
Nov 23, 2016
Accepted (ET)
Nov 29, 2016 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $13.70 | Nov 23, 2016 | D | 8,000 | D | Jun 14, 2011 | Jun 14, 2020 | Common Stock | 8,000 | 0 | D |
| Incentive Stock Option (Right to Buy) | $14.58 | Nov 23, 2016 | D | 8,000 | D | Jun 24, 2012 | Jun 24, 2021 | Common Stock | 8,000 | 0 | D |
| Incentive Stock Option (Right to Buy) | $10.90 | Nov 23, 2016 | D | 5,000 | D | May 17, 2013 | May 17, 2022 | Common Stock | 5,000 | 0 | D |
| Incentive Stock Option (Right to Buy) | $11.25 | Nov 23, 2016 | D | 7,500 | D | Apr 26, 2014 | Apr 26, 2023 | Common Stock | 7,500 | 3,750 | D |
| Non-Qualified Stock Option (Right to Buy) | $13.32 | Nov 23, 2016 | D | 5,101 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 5,101 | 0 | D |
| Incentive Stock Option (Right to Buy) | $13.32 | Nov 23, 2016 | D | 2,399 | D | Apr 24, 2015 | Apr 24, 2024 | Common Stock | 2,399 | 7,500 | D |
| Non-qualified Stock Option (Right to Buy) | $14.55 | Nov 23, 2016 | D | 5,000 | D | Apr 16, 2015 | Apr 16, 2025 | Common Stock | 5,000 | 6,021 | D |