SEC Form 4 · accession 0001127602-16-067392
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David DeCenzo
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy) 8/2/2010 @ $14.25 | $14.25 | Nov 15, 2016 | D | 15,000 | D | Aug 2, 2011 | Aug 2, 2020 | Common Stock | 15,000 | 16,000 | D |
| Non-Qualified Stock Option (Right to Buy) | $13.14 | Nov 15, 2016 | D | 15,000 | D | Aug 1, 2014 | Aug 1, 2023 | Common Stock | 15,000 | 16,000 | D |