SEC Form 4 · accession 0001127602-16-059274
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Koichi Kano
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Service RSU AwardF1 | — | Aug 1, 2016 | A | 2,500 | A | — | — | Common Stock | 2,500 | 2,500 | D |
| Performance RSU AwardF2 | — | Aug 1, 2016 | A | 2,500 | A | Aug 1, 2017 | — | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1The restricted stock units vest annually over a three-year period. The restricted stock units each convert into common stock on a one for one basis.
- F2The performance award is subject to meeting certain performance targets and will vest in one-year. The restricted stock units each convert into common stock on a one for one basis.