SEC Form 4 · accession 0001127602-16-050904
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt P Cummings
Officer — SR VP CFO Treasurer/Secretary
Period of report
Apr 29, 2016
Accepted (ET)
May 3, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Service RSU AwardF1 | — | Apr 29, 2016 | A | 6,000 | A | — | — | Common Stock | 6,000 | 6,000 | D |
| Performance RSU AwardF2 | — | Apr 29, 2016 | A | 6,000 | A | Apr 29, 2017 | — | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1The restricted stock units vest annually over a three-year period. The restricted stock units each convert into common stock on a one for one basis.
- F2The performance award is subject to meeting certain performance targets and will vest in one-year. The restricted stock units each convert into common stock on a one for one basis.