SEC Form 4 · accession 0001127602-15-024078
AVX Corp · AVX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt P Cummings
Officer — VP CFO Treasurer and Corporate
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 3:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859163
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | M | 12,432 | $9.60 | A | 12,632 | D | |
| Common Stock | Aug 3, 2015 | M | 5,568 | $9.60 | A | 18,200 | D | |
| Common Stock | Aug 3, 2015 | S | 18,000 | $13.35 | D | 200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (Right to Buy) | $9.60 | Aug 3, 2015 | M | 12,432 | D | May 15, 2010 | May 15, 2019 | Common Stock | 12,432 | 0 | D |
| Non-qualified Stock Option (Right to Buy) | $9.60 | Aug 3, 2015 | M | 5,568 | D | May 15, 2010 | May 15, 2019 | Common Stock | 5,568 | 0 | D |