SEC Form 4 · accession 0001209191-18-019106
FIRST COMMUNITY BANKSHARES INC /VA/ · FCBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Stephen Lilly
Officer — Chief Operating Officer
Period of report
Mar 9, 2018
Accepted (ET)
Mar 13, 2018 · 3:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859070
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Mar 9, 2018 | A | 918 | $0.00 | A | 13,329 | D | |
| COMMON STOCKF1 | holding | — | — | — | 2,704 | D | ||
| COMMON STOCKF2 | holding | — | — | — | 7,011 | I | By Employee Stock Ownership & Savings Plan | |
| COMMON STOCK | holding | — | — | — | 7,050 | I | By 401(K) Wrap |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTIONF3,F4 | $19.80 | holding | — | — | — | Dec 31, 1999 | — | COMMON STOCK | 7,550 | 7,550 | D |
| STOCK OPTIONF3,F4 | $16.00 | holding | — | — | — | Dec 31, 2000 | — | COMMON STOCK | 0 | 0 | D |
| STOCK OPTIONF3,F4 | $13.94 | holding | — | — | — | Dec 31, 2001 | — | COMMON STOCK | 1,078 | 1,078 | D |
| STOCK OPTIONF3,F4 | $24.65 | holding | — | — | — | Dec 31, 2002 | — | COMMON STOCK | 7,550 | 7,550 | D |
| STOCK OPTIONF3,F4 | $29.15 | holding | — | — | — | Dec 31, 2003 | — | COMMON STOCK | 7,550 | 7,550 | D |
Explanation of responses
- F1IRA
- F2Shares increased due to nondiscretionary company contribution and allocation under 401(k) plan.
- F3Stock options vest and become exercisable in seven equal annual installments beginning with the date listed.
- F4Stock options are exercisable until 5 years after retirement at or after age 62, disability or death. If employment is terminated other than by retirement at or after 62, disability or death vested options must be exercised within 90 days after the effective date of termination. Any option not exercised within such period shall be deemed cancelled.