SEC Form 4 · accession 0001209191-15-024498
FIRST COMMUNITY BANKSHARES INC /VA/ · FCBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Franklin P Hall
Director
Period of report
Mar 9, 2015
Accepted (ET)
Mar 10, 2015 · 3:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859070
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 9, 2015 | C | 3,450 | $0.00 | A | 38,000 | D | |
| COMMON STOCK | holding | — | — | — | 1,286 | D | ||
| COMMON STOCK | holding | — | — | — | 760 | I | Wife's IRA | |
| COMMON STOCKF2 | holding | — | — | — | 1,771 | D | ||
| COMMON STOCK | holding | — | — | — | 1,120 | I | By FCB Directors Deferred Compensation |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SERIES A NONCUMULATIVE CONVERTIBLE PREFERRED STOCKF1,F3,F4 | — | Mar 9, 2015 | C | 50 | D | May 20, 2011 | — | COMMON STOCK | 3,450 | 0 | D |
| STOCK OPTIONF5 | $12.07 | holding | — | — | — | Dec 19, 2011 | Dec 19, 2021 | COMMON STOCK | 9,785 | 9,785 | D |
Explanation of responses
- F1Owned jointly with spouse.
- F2IRA
- F3Insider received the underlying security in exchange for the convertible security.
- F4Each share of preferred stock is convertible into 69 shares of common stock at any time at the option of the holder. If not converted sooner, the preferred stock is mandatorily convertible on May 20, 2016 and has no expiration date.
- F5The options are subject to cliff vesting three years from the date of grant or at the retirement of the director, whichever comes first.