SEC Form 4 · accession 0001209191-15-017733
FIRST COMMUNITY BANKSHARES INC /VA/ · FCBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William P Stafford II
Officer — Chief Executive Officer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859070
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 20, 2015 | C | 13,800 | $0.00 | A | 174,236 | D | |
| COMMON STOCK | holding | — | — | — | 1,900 | I | By Brewster Morhous Money Purchase Pension Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SERIES A NONCUMULATIVE CONVERTIBLE PREFERRED STOCKF1,F2 | — | Feb 20, 2015 | C | 200 | D | May 20, 2011 | — | COMMON STOCK | 13,800 | 0 | D |
| SERIES A NONCUMULATIVE CONVERTIBLE PREFERRED STOCKF2 | — | holding | — | — | — | May 20, 2011 | — | COMMON STOCK | 966 | 14 | I |
| STOCK OPTIONF3 | $12.07 | holding | — | — | — | Dec 19, 2011 | Dec 19, 2021 | COMMON STOCK | 9,785 | 9,785 | D |
Explanation of responses
- F1Insider received the underlying security in exchange for the convertible security.
- F2Each share of preferred stock is convertible into 69 shares of common stock at any time at the option of the holder. If not converted sooner, the preferred stock is mandatorily convertible on May 20, 2016 and has no expiration date.
- F3The options are subject to cliff vesting three years from the date of grant or at the retirement of the director, whichever comes first.