SEC Form 4 · accession 0001140361-17-035398
CISCO SYSTEMS, INC. · CSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Walker
Officer — SVP & Chief Marketing Officer
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2017 | A | 21,999 | $0.00 | A | 192,774 | D | |
| Common StockF2 | Sep 11, 2017 | A | 6,250 | $0.00 | A | 199,024 | D | |
| Common StockF3 | Sep 11, 2017 | F | 34,296 | $31.48 | D | 164,728 | D | |
| Common StockF5 | Sep 13, 2017 | S | 23,110 | $32.059 | D | 141,618 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents settlement of a performance-based restricted stock unit ("PRSU") award granted on September 10, 2014 resulting from the satisfaction of performance metrics during the three-year performance period.
- F2Represents settlement of a PRSU award granted on July 23, 2015 resulting from the satisfaction of performance metrics during the two-year performance period.
- F3Represents shares withheld for payment of tax liability arising as a result of the settlement of the PRSUs described in footnotes 1 and 2 and the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in a Form 3 filed with the Commission on May 15, 2015 and in Forms 4 filed with the Commission on July 24, 2015 and September 11, 2015.
- F4This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 24, 2017.
- F5Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $31.97 to $32.20. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.