SEC Form 4 · accession 0001140361-17-022592
CISCO SYSTEMS, INC. · CSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Chambers
Officer — Executive Chairman · Director
Period of report
May 24, 2017
Accepted (ET)
May 26, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | May 24, 2017 | S | 250,000 | $31.4647 | D | 979,305 | D | |
| Common StockF5 | May 24, 2017 | S | 22,769 | $31.804 | D | 0 | I | Child Trust #1 |
| Common StockF7 | May 24, 2017 | S | 22,768 | $31.8033 | D | 0 | I | Child Trust #2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on August 31, 2016.
- F2Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $31.22 to $31.86. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3Includes 8,724 shares that were previously reported as indirectly beneficially owned by the Chambers 2017 GRAT #1, which were distributed and became directly owned by the reporting person on May 25, 2017, pursuant to the terms of the trust which provide for annual annuity distributions from the trust to its grantor. The Chambers 2017 GRAT #1 terminated on May 25, 2017.
- F4This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the trust on September 12, 2016.
- F5Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $31.7501 to $31.86. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F6This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the trust on September 12, 2016.
- F7Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $31.7501 to $31.86. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.