SEC Form 4 · accession 0001140361-16-085630
CISCO SYSTEMS, INC. · CSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Halla
Director
Period of report
Nov 7, 2016
Accepted (ET)
Nov 9, 2016 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 7, 2016 | M | 15,000 | $29.30 | A | 38,109 | D | |
| Common Stock | Nov 7, 2016 | S | 15,000 | $31.00 | D | 23,109 | D | |
| Common Stock | holding | — | — | — | 66,264 | I | by Family Trust | |
| Common StockF2 | holding | — | — | — | 322 | I | By family limited partnership in which Gift Trust #1 owns an interest | |
| Common StockF3 | holding | — | — | — | 15,903 | I | By family limited partnership in which Gift Trust #2 owns an interest | |
| Common StockF4 | holding | — | — | — | 15,903 | I | By family limited partnership in which Gift Trust #3 owns an interest |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5 | $29.30 | Nov 7, 2016 | M | 15,000 | D | — | Nov 15, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on September 16, 2016.
- F2An irrevocable trust of which the reporting person and his spouse are trustees and of which the reporting person's adult children are the sole beneficiaries.
- F3An irrevocable trust of which the reporting person and his spouse are trustees and of which one of the reporting person's adult children is the sole beneficiary.
- F4An irrevocable trust of which the reporting person and his spouse are trustees and of which the other adult child of the reporting person is the sole beneficiary.
- F5This option is immediately exercisable.