SEC Form 4 · accession 0001140361-16-079707
CISCO SYSTEMS, INC. · CSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Prat Bhatt
Officer — SVP, Corp Controller & CAO
Period of report
Sep 11, 2016
Accepted (ET)
Sep 13, 2016 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 11, 2016 | A | 22,041 | $0.00 | A | 133,113 | D | |
| Common StockF2 | Sep 11, 2016 | F | 27,157 | $30.85 | D | 105,956 | D | |
| Common StockF4 | Sep 13, 2016 | S | 24,884 | $31.0221 | D | 81,072 | D | |
| Common Stock | Sep 13, 2016 | S | 822 | $31.0538 | D | 80,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents settlement of a performance-based restricted stock unit ("PRSU") award granted on September 18, 2013 resulting from the satisfaction of performance metrics during the three-year performance period.
- F2Represents shares withheld for payment of tax liability arising as a result of the settlement of the PRSU described in footnote 1 and the partial settlement of four (4) restricted stock unit awards originally reported by the reporting person in Forms 4 filed with the Commission on September 13, 2012, September 20, 2013, September 12, 2014 and September 11, 2015.
- F3This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on March 22, 2016.
- F4Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $30.9381 to $31.10. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.