SEC Form 4 · accession 0001140361-16-078009
CISCO SYSTEMS, INC. · CSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol Bartz
Director
Period of report
Aug 25, 2016
Accepted (ET)
Aug 26, 2016 · 6:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 25, 2016 | M | 15,000 | $29.30 | A | 23,104 | D | |
| Common Stock | Aug 25, 2016 | G | 15,000 | $0.00 | D | 8,104 | D | |
| Common StockF1 | Aug 25, 2016 | G | 15,000 | $0.00 | A | 249,673 | I | by Trust |
| Common StockF2,F1 | Aug 25, 2016 | S | 15,000 | $31.2523 | D | 234,673 | I | by Trust |
| Common Stock | holding | — | — | — | 2,628 | I | by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $29.30 | Aug 25, 2016 | M | 15,000 | D | — | Nov 15, 2016 | Common Stock | 15,000 | 0 | D |
Explanation of responses
- F1Shares held by the Carol Ann Bartz Trust.
- F2Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $31.2501 to $31.26. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This option is immediately exercisable.