SEC Form 4 · accession 0001140361-16-078005
CISCO SYSTEMS, INC. · CSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Chambers
Officer — Executive Chairman · Director
Period of report
Aug 24, 2016
Accepted (ET)
Aug 26, 2016 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 24, 2016 | M | 291,666 | $23.40 | A | 2,008,697 | D | |
| Common StockF2 | Aug 24, 2016 | S | 541,666 | $31.0818 | D | 1,467,031 | D | |
| Common Stock | holding | — | — | — | 8,724 | I | Chambers 2017 GRAT #1 | |
| Common Stock | holding | — | — | — | 45,538 | I | Child Trust #1 | |
| Common Stock | holding | — | — | — | 45,537 | I | Child Trust #2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F3 | $23.40 | Aug 24, 2016 | M | 291,666 | D | — | Nov 12, 2016 | Common Stock | 291,666 | 0 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on February 19, 2016.
- F2Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $30.98 to $31.19. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3This option is immediately exercisable.