SEC Form 4 · accession 0001140361-15-008012
CISCO SYSTEMS, INC. · CSCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark D Chandler
Officer — SVP, LglSrvs, GenCnsl & Secty
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858877
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | M | 67,842 | $23.01 | A | 271,964 | D | |
| Common StockF2 | Feb 17, 2015 | S | 67,842 | $29.2613 | D | 204,122 | D | |
| Common Stock | holding | — | — | — | 125,400 | I | By Mark Chandler Trust | |
| Common StockF3 | holding | — | — | — | 400 | I | By spouse | |
| Common StockF3 | holding | — | — | — | 600 | I | By Trust #1 | |
| Common StockF3 | holding | — | — | — | 500 | I | By Trust #2 | |
| Common StockF3 | holding | — | — | — | 300 | I | By Trust #3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F5,F4 | $23.01 | Feb 17, 2015 | M | 67,842 | D | — | Sep 21, 2015 | Common Stock | 67,842 | 67,843 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 12, 2014.
- F2Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $29.21 to $29.30. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- F3The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F4This option is immediately exercisable.
- F5Since the last reporting of this stock option, the reporting person transferred 114,315 of the underlying securities in a transaction exempt from reporting under Section 16(a) of the Exchange Act, and such securities are no longer beneficially owned by the reporting person.