SEC Form 4 · accession 0001317260-15-000004
EMCLAIRE FINANCIAL CORP · EMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond M Lawton
Officer — Assistant Secretary
Period of report
Sep 18, 2015
Accepted (ET)
Sep 21, 2015 · 2:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2015 | S | 774 | $23.162 | D | 3,740 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $26.00 | holding | — | — | — | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 10,000 | 10,000 | D |
| Options | $22.50 | holding | — | — | — | Nov 19, 2011 | Nov 19, 2018 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Balance includes 790 shares acquired under the Corporation's 401(k) Plan.