SEC Form 4 · accession 0001317260-15-000001
EMCLAIRE FINANCIAL CORP · EMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond M Lawton
Officer — Assistant Secretary
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 3:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2015 | M | 750 | $17.00 | A | 4,461 | D | |
| Common StockF1 | Aug 6, 2015 | M | 2,500 | $13.50 | A | 6,961 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $17.00 | Aug 6, 2015 | M | 750 | D | Dec 9, 2013 | Dec 9, 2020 | Common Stock | 750 | 0 | D |
| Options | $13.50 | Aug 6, 2015 | M | 2,500 | D | Dec 11, 2012 | Dec 11, 2019 | Common Stock | 2,500 | 0 | D |
| Options | $26.00 | holding | — | — | — | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 10,000 | 10,000 | D |
| Options | $22.50 | holding | — | — | — | Nov 19, 2011 | Nov 19, 2018 | Common Stock | 1,000 | 1,000 | D |
Explanation of responses
- F1Balance includes 761 shares acquired under the Corporation's 401(k) Plan.