SEC Form 4 · accession 0001306569-17-000001
EMCLAIRE FINANCIAL CORP · EMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Crooks
Director
Period of report
May 17, 2017
Accepted (ET)
May 18, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2017 | M | 1,500 | $26.00 | A | 28,192 | D | |
| Common Stock | May 17, 2017 | M | 500 | $26.00 | A | 635 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $26.00 | May 17, 2017 | M | 2,000 | D | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Balance includes shares acquired under the Corporation's dividend reinvestment plan for the fourth quarter of 2016 and first quarter of 2017.