SEC Form 4 · accession 0001217153-17-000006
EMCLAIRE FINANCIAL CORP · EMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Marsh
Officer — Chairman, President & CEO · Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 21, 2017 · 3:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 19, 2017 | M | 11,529 | $26.00 | A | 58,597 | D | |
| Common StockF1 | Jun 19, 2017 | S | 11,529 | $27.25 | D | 47,068 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $26.00 | Jun 19, 2017 | M | 11,529 | D | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 11,529 | 0 | D |
| Options | $22.50 | holding | — | — | — | Nov 19, 2011 | Nov 19, 2018 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Balance includes 2,618 shares acquired under the Corporation's 401(k) Plan.