SEC Form 4 · accession 0001217153-15-000001
EMCLAIRE FINANCIAL CORP · EMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Marsh
Officer — Chairman, President & CEO · Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 14, 2015 · 9:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 11, 2015 | A | 3,000 | — | A | 42,001 | D | |
| Common Stock | holding | — | — | — | 1,650 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $26.00 | holding | — | — | — | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 15,000 | 15,000 | D |
| Options | $22.50 | holding | — | — | — | Nov 19, 2011 | Nov 19, 2018 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Restricted stock grants issued by the Corporation subject to three year cliff vesting.
- F2Balance includes 1,701 shares acquired under the Corporation's 401(k) Plan.