SEC Form 4 · accession 0001215133-17-000004
EMCLAIRE FINANCIAL CORP · EMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cox
Director
Period of report
Jun 19, 2017
Accepted (ET)
Jun 21, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 19, 2017 | M | 12,471 | $26.00 | A | 31,801 | D | |
| Common Stock | Jun 19, 2017 | S | 12,471 | $27.25 | D | 19,330 | D | |
| Common Stock | Jun 19, 2017 | M | 260 | $26.00 | A | 19,590 | D | |
| Common Stock | Jun 19, 2017 | S | 260 | $27.25 | D | 19,330 | D | |
| Common Stock | Jun 20, 2017 | M | 1,648 | $26.00 | A | 20,978 | D | |
| Common Stock | Jun 20, 2017 | S | 1,648 | $26.69 | D | 19,330 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $26.00 | Jun 19, 2017 | M | 12,471 | D | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 12,471 | 5,948 | D |
| Options | $26.00 | Jun 19, 2017 | M | 260 | D | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 260 | 5,688 | D |
| Options | $26.00 | Jun 20, 2017 | M | 1,648 | D | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 1,648 | 4,040 | D |