SEC Form 4 · accession 0001215133-17-000002
EMCLAIRE FINANCIAL CORP · EMCF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David L Cox
Director
Period of report
May 22, 2017
Accepted (ET)
May 24, 2017 · 11:04 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 22, 2017 | M | 166 | $26.00 | A | 19,496 | D | |
| Common Stock | May 22, 2017 | S | 166 | $28.73 | D | 19,330 | D | |
| Common Stock | May 23, 2017 | M | 100 | $26.00 | A | 19,430 | D | |
| Common Stock | May 23, 2017 | S | 100 | $28.59 | D | 19,330 | D | |
| Common Stock | holding | — | — | — | 500 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options | $26.00 | May 22, 2017 | M | 166 | D | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 166 | 19,136 | D |
| Options | $26.00 | May 23, 2017 | M | 100 | D | Jun 20, 2010 | Jun 20, 2017 | Common Stock | 100 | 19,036 | D |