SEC Form 4 · accession 0001179110-18-013200
HAYNES INTERNATIONAL INC · HAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean C Neel
Officer — VP - Corporate Affairs
Period of report
Nov 21, 2018
Accepted (ET)
Nov 26, 2018 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 21, 2018 | A | 1,387 | $0.00 | A | 11,577 | D | |
| Common Stock | Nov 24, 2018 | D | 1,200 | $0.00 | D | 10,377 | D | |
| Common Stock | Nov 24, 2018 | F | 463 | $32.72 | D | 9,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $33.98 | Nov 21, 2018 | A | 4,440 | A | — | Nov 21, 2028 | Common Stock | 4,440 | 4,440 | D |
Explanation of responses
- F1Represents restricted grant subject to vesting and forfeiture.
- F2The option becomes exercisable in three equal annual installments beginning on November 21, 2019.