SEC Form 4 · accession 0001179110-18-007936
HAYNES INTERNATIONAL INC · HAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Shor
Officer — interim President and CEO · Director
Period of report
Jun 1, 2018
Accepted (ET)
Jun 4, 2018 · 4:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2018 | A | 5,000 | $0.00 | A | 17,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $42.58 | Jun 1, 2018 | A | 15,000 | A | — | Jun 1, 2028 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Represents restricted stock subject to vesting and forfeiture.
- F2The option vests on the earliest of (i) June 1, 2019, (ii) the date Mr. Shor's successor as President and Chief Executive Officer is appointed by the Company's Board of Directors and (iii) the date of Mr. Shor's death or Disability (as defined in the Haynes International, Inc. 2016 Equity Incentive Plan).