SEC Form 4 · accession 0001179110-16-032058
HAYNES INTERNATIONAL INC · HAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean C Neel
Officer — VP - Corporate Affairs
Period of report
Nov 22, 2016
Accepted (ET)
Nov 23, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 22, 2016 | A | 1,300 | $0.00 | A | 10,832 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $40.86 | Nov 22, 2016 | A | 2,900 | A | — | Nov 22, 2026 | Common Stock | 2,900 | 2,900 | D |
Explanation of responses
- F1Represents restricted stock subject to vesting and forfeiture.
- F2The option becomes exercisable in three equal annual installments beginning on November 22, 2017.