SEC Form 4 · accession 0001179110-16-022395
HAYNES INTERNATIONAL INC · HAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Getz
Director
Period of report
Mar 29, 2016
Accepted (ET)
Mar 30, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2016 | M | 10,000 | $31.00 | A | 22,400 | D | |
| Common StockF1 | Mar 29, 2016 | S | 9,000 | $37.43 | D | 13,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $31.00 | Mar 29, 2016 | M | 10,000 | D | — | Mar 31, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.33 to $37.545, inclusive. The reporting person undertakes to provide Haynes International, Inc., any security holder of Haynes International, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2The option became exercisable in three annual installments beginning on March 31, 2007.