SEC Form 4 · accession 0001179110-15-015393
HAYNES INTERNATIONAL INC · HAYN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Venkat Ishwar
Officer — VP - Marketing
Period of report
Nov 20, 2015
Accepted (ET)
Nov 24, 2015 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858655
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2015 | D | 1,000 | $0.00 | D | 6,235 | D | |
| Common Stock | Nov 20, 2015 | F | 463 | $37.23 | D | 5,772 | D | |
| Common StockF1 | Nov 24, 2015 | A | 3,400 | $0.00 | A | 9,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF2 | $37.75 | Nov 24, 2015 | A | 7,100 | A | — | Nov 24, 2025 | Common Stock | 7,100 | 7,100 | D |
Explanation of responses
- F1Represents restricted stock subject to vesting and forfeiture.
- F2The option becomes exercisable in three equal annual installments beginning on November 24, 2016.