SEC Form 4 · accession 0000858339-18-000306
CAESARS ENTERTAINMENT Corp · CZR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marco Roca
Officer — Pres. Global Development & CDO
Period of report
Aug 16, 2017
Accepted (ET)
Dec 21, 2018 · 6:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858339
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 16, 2017 | P | 7,800 | $12.05 | A | 129,655 | D | |
| Common StockF1 | Aug 31, 2017 | P | 2,185 | $11.549 | A | 131,840 | D | |
| Common StockF2,F1 | Feb 1, 2018 | S | 4 | $14.2642 | D | 131,836 | D | |
| Common StockF1 | Nov 13, 2018 | S | 9,981 | $8.1701 | D | 121,855 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares of unvested RSUs previously granted and reported.
- F2The reporting person's sale of Caesars Entertainment Corporation common stock ("Common Stock") reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of four shares, with the reporting person's purchase of four shares of Common Stock at a price of $11.549 per share on August 31, 2017. The reporting person has paid to Caesars Entertainment Corporation $10.86, representing the full amount of the profit realized in connection with the short-swing transaction.