SEC Form 4 · accession 0000858339-17-000093
CAESARS ENTERTAINMENT Corp · CZR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Helena Thomas
Officer — EVP Human Resources
Period of report
Mar 15, 2017
Accepted (ET)
Mar 17, 2017 · 9:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000858339
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option (right to buy)F2,F1 | $21.18 | Mar 15, 2017 | D | 42,350 | D | — | May 7, 2024 | Common Stock | 42,350 | 0 | D |
| Employee stock option (right to buy)F2,F1 | $9.45 | Mar 15, 2017 | A | 42,350 | A | — | May 7, 2024 | Common Stock | 42,350 | 42,350 | D |
| Employee stock option (right to buy)F2,F3 | $13.70 | Mar 15, 2017 | D | 20,313 | D | — | Jun 28, 2023 | Common Stock | 20,313 | 0 | D |
| Employee stock option (right to buy)F2,F3 | $9.45 | Mar 15, 2017 | A | 20,313 | A | — | Jun 28, 2023 | Common Stock | 20,313 | 20,313 | D |
Explanation of responses
- F1Options to purchase shares originally awarded 5/07/2014 vest in four equal installments on each of 5/7/2015, 5/7/2016, 5/7/2017, and 5/7/2018.
- F2Reflects re-pricing of options; vesting schedules and expiration dates remain the same.
- F3Options to purchase shares granted 6/28/2013; 100% vested.