SEC Form 5 · accession 0000857855-17-000011
UNITED COMMUNITY BANKS INC · UCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan H Kumler
Officer — SVP & CHIEF ACCOUNTING OFFICER
Period of report
Dec 31, 2016
Accepted (ET)
Feb 13, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | holding | — | — | — | 7,840 | D | ||
| COMMON STOCK (RESTRICTED STOCK UNITS)F1 | holding | — | — | — | 10,938 | D | ||
| COMMON STOCK ISSUABLE | holding | — | — | — | 12,469 | D | ||
| COMMON STOCK | holding | — | — | — | 717 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| OPTION TO PURCHASE COMMON STOCKF2 | $147.60 | Dec 30, 2016 | D | 1,559 | D | Apr 25, 2008 | Apr 25, 2017 | Common Stock | 1,559 | 1,612 | D |
| OPTION TO PURCHASE COMMON STOCKF2 | $66.40 | Dec 30, 2016 | D | 1,559 | D | May 5, 2009 | May 5, 2018 | Common Stock | 1,559 | 1,612 | D |
Explanation of responses
- F1Incorrectly reported on Form 4 dated 11/15/16 due to clerical error.
- F2The options were canceled by mutual agreement of the reporting person and United Community Banks, Inc. The reporting person received $779.50 as consideration for the cancellation.