SEC Form 4 · accession 0000857855-16-000089
UNITED COMMUNITY BANKS INC · UCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan H Kumler
Officer — SVP, CHIEF ACCOUNTING OFFICER
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 2:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857855
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | F | 21 | $25.99 | D | 7,838 | D | |
| Common Shares IssuableF2,F3 | holding | — | — | — | 12,469 | D | ||
| Common Stock (RSUs)F2 | holding | — | — | — | 12,667 | D | ||
| Common Stock | holding | — | — | — | 717 | I | By 401(k) |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of United Community Banks, Inc. common stock withheld to satisfy tax obligations upon vesting of Restricted Stock Units ("RSUs").
- F2Reflects reclassification of RSUs into Phantom Stock pursuant to the United Community Banks, Inc. Deferred Compensation Plan.
- F3Includes shares acquired through dividend reinvestment.