SEC Form 4 · accession 0001209191-15-024239
ICONIX BRAND GROUP, INC. · ICON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil Cole
Officer — CEO and President · Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 9, 2015 · 7:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 5, 2015 | A | 227,687 | $0.00 | A | 2,231,160 | D | |
| Common StockF2 | Mar 5, 2015 | F | 144,711 | $34.11 | D | 2,086,449 | D | |
| Common StockF4 | holding | — | — | — | 10,000 | I | As custodian for children | |
| Common Stock | holding | — | — | — | 15,194 | I | By 401(K) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These represent shares underlying Performance Stock Units ("PSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related PSU Agreement. On March 5, 2015 these shares were determined to have been earned and they vested on such date.
- F2Includes 1,181,684 unissued shares underlying RSUs that were granted to the reporting person pursuant to the terms of his 2008 employment agreement with the issuer and a related RSU Agreement.
- F3Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock.
- F4The filing of this Statement shall not be construed to mean that the reporting person is, for the purposes of Section 16 of the Securities and Exchange Act of 1934 (as amended), the beneficial owner of the common stock of the issuer reported as indirectly owned by the reporting person as custodian for his children.