SEC Form 4 · accession 0001144204-18-018767
ICONIX BRAND GROUP, INC. · ICON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David K. Jones
Officer — EVP & CFO
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2018 | A | 4,562 | $0.00 | A | 85,307 | D | |
| Common Stock | Mar 29, 2018 | F | 1,550 | $1.11 | D | 83,757 | D | |
| Common Stock | Mar 29, 2018 | F | 6,754 | $1.11 | D | 77,003 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These represent shares underlying Performance Stock Units ("PSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related PSU Agreement. On March 29, 2018 these shares were determined to have been earned and they vested on such date.
- F2Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of PSUs.
- F3Represents surrender of shares in the amount of 3,742 and 3,012, respectively, to the issuer in payment of tax liability incident to the vesting of two separate grants of restricted stock.