SEC Form 4 · accession 0001144204-18-018764
ICONIX BRAND GROUP, INC. · ICON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John N Haugh
Officer — President and CEO · Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 8:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2018 | F | 15,917 | $1.11 | D | 352,951 | D | |
| Common Stock | Mar 29, 2018 | A | 131,233 | $1.11 | A | 484,184 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of two separate grants of restricted stock.
- F2Represents shares underlying Performance Stock Units ("PSUs") that were granted to the reporting person pursuant to the terms of a long-term incentive plan adopted by the Company in March 2016. On March 29, 2018 these shares were determined to have been earned and automatically converted to Restricted Stock Units ("RSUs") per the terms of the reporting person's PSU Agreement with the issuer.