SEC Form 4 · accession 0001140361-16-061181
ICONIX BRAND GROUP, INC. · ICON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BARCLAYS PLC
10% Owner
Period of report
Mar 10, 2016
Accepted (ET)
Apr 14, 2016 · 9:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 28, 2016 | S | 23 | $7.76 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.755 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.76 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.76 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 77 | $7.76 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.80 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.11 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.125 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.12 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.12 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.12 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.7475 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.08 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.81 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.81 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.81 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | S | 57 | $7.81 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.8075 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.8075 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.7475 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.095 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.135 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.75 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.75 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.75 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.75 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | P | 100 | $8.13 | A | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.805 | D | 4,726,837 | I | by Barclays Capital Inc. |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.805 | D | 4,726,837 | I | by Barclays Capital Derivatives Funding LLC |
| Common StockF1 | Mar 28, 2016 | S | 100 | $7.805 | D | 4,726,837 | I | by Barclays Capital Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of March 10, 2016, the Reporting Persons beneficially owned 5,062,950 shares of common stock of Iconix Brand Group Inc. The amount set forth in column 5 represents the Reporting Persons' beneficial ownership of the common stock of the Issuer as of the close of business on March 28, 2016; ownership information after each reported transaction is not reasonably available to the Reporting Persons.
Remarks
Part 23