SEC Form 4 · accession 0000899243-16-018992
ICONIX BRAND GROUP, INC. · ICON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Blumberg
Officer — EVP - Chief Strategy Officer
Period of report
Apr 28, 2016
Accepted (ET)
May 2, 2016 · 7:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 28, 2016 | A | 46,916 | $0.00 | A | 196,179 | D | |
| Common Stock | Apr 28, 2016 | F | 23,458 | $8.92 | D | 172,721 | D | |
| Common Stock | Apr 30, 2016 | F | 2,376 | $8.32 | D | 170,345 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These represent shares underlying Performance Stock Units ("PSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related PSU Agreement. On April 28, 2016 these shares were determined to have been earned and they vested on such date.
- F2Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of PSUs.
- F3Represents surrender of shares to the issuer in payment of tax liability incident to the vesting of restricted stock.