SEC Form 4 · accession 0000899243-16-014344
ICONIX BRAND GROUP, INC. · ICON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John N Haugh
Officer — President · Director
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | A | 246,325 | $7.62 | A | 246,325 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These represent shares underlying Restricted Stock Units ("RSUs") that were granted to the reporting person pursuant to the terms of his employment agreement with the issuer and a related RSU Agreement with respect to the terms of a make-whole inducement award ("Make Whole RSUs"). The Make Whole RSUs vest in installments of 82,109,82,108 and 82,108 on February 22, 2017, February 22, 2018 and February 22, 2019, respectively (each a "Time Vesting Date"), subject to the reporting person's continuous employment with the issuer through each Time Vesting Date and subject to the terms of the RSU Agreement between the issuer and the reporting person.