SEC Form 4 · accession 0001654954-19-002400
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Corinna Lathan
Director
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 4:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2019 | M | 3,113 | $0.00 | A | 7,757 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 6, 2019 | M | 3,113 | A | — | — | Common Stock | 3,113 | 0 | D |
| Restricted Stock UnitsF3,F1,F4 | — | Mar 6, 2019 | A | 2,779 | A | — | — | Common Stock | 2,779 | 2,779 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- F2Time-based restricted stock units that vested on March 6, 2019.
- F3This amount represents the total number of derivative securities beneficially owned of the class shown.
- F4Time-based restricted stock units that vest on the earlier of the date of PTC's 2020 Annual Stockholder Meeting or March 15, 2020.