SEC Form 4 · accession 0001654954-19-001066
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James E Heppelmann
Officer — President and CEO · Director
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2019 | S | 26,980 | $84.6791 | D | 679,391 | D | |
| Common StockF1,F3 | Feb 1, 2019 | S | 8,390 | $85.3918 | D | 671,001 | D | |
| Common StockF1,F4 | Feb 1, 2018 | S | 11,900 | $84.8028 | D | 659,101 | D | |
| Common StockF1,F5 | Feb 1, 2019 | S | 3,100 | $85.4368 | D | 656,001 | D | |
| Common StockF1,F6 | Feb 1, 2019 | S | 27,170 | $84.6836 | D | 628,831 | D | |
| Common StockF1,F7 | Feb 1, 2019 | S | 8,200 | $85.4001 | D | 620,631 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $84.25 to $85.24 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $85.25 to $85.64 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $84.3 to $85.29 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $85.31 to $85.64 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $84.255 to $85.24 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $85.25 to $85.74 The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.