SEC Form 4 · accession 0001654954-18-012989
PTC INC. · PTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Miller
Officer — EVP, Chief Financial Officer
Period of report
Nov 16, 2018
Accepted (ET)
Nov 19, 2018 · 6:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000857005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 16, 2018 | S | 13,356 | $87.5822 | D | 80,769 | D | |
| Common StockF1,F3 | Nov 16, 2018 | S | 7,700 | $88.516 | D | 73,069 | D | |
| Common StockF1,F4 | Nov 16, 2018 | S | 800 | $89.3038 | D | 72,269 | D | |
| Common StockF1,F5 | Nov 19, 2018 | S | 9,957 | $82.3347 | D | 62,312 | D | |
| Common StockF1,F6 | Nov 19, 2018 | S | 9,411 | $83.2946 | D | 52,901 | D | |
| Common StockF1,F7 | Nov 19, 2018 | S | 3,500 | $83.9874 | D | 49,401 | D | |
| Common StockF1,F8 | Nov 19, 2018 | S | 800 | $85.275 | D | 48,601 | D | |
| Common StockF1,F9 | Nov 19, 2018 | S | 1,000 | $86.562 | D | 47,601 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
- F2This transaction was executed in multiple trades at prices ranging from $87.04 to $88.03. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $88.05 to $89.04. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $89.18 to $89.43. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5This transaction was executed in multiple trades at prices ranging from $81.94 to $82.81. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F6This transaction was executed in multiple trades at prices ranging from $82.85 to $83.84. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F7This transaction was executed in multiple trades at prices ranging from $83.85 to $84.24. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F8This transaction was executed in multiple trades at prices ranging from $84.87 to $85.60. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F9This transaction was executed in multiple trades at prices ranging from $86.36 to $86.78. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.